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Tag: SEC urges Compliance Officers to play a more effective role

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  2. Tag: SEC urges Compliance Officers to play a more effective role

SEC urges Compliance Officers to play a more effective role

As part of their continuing efforts to strengthen market standards and investor confidence, officials of the Securities and Exchange Commission of Sri Lanka (SEC) and the Colombo Stock Exchange (CSE) recently met with Compliance Officers of all categories of Market Intermediaries. The meeting served as a valuable opportunity to engage in a constructive dialogue on […]

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